structured products

Vision

Parthenon Fi's long-term vision extends beyond plain loans to enable on-chain structured products issued natively for RWA assets. This enables investors to invest across the capital stack while maintaining privacy when trading on the secondary market.

Structured products represent the evolution from bilateral lending (Module 2 launch) to capital markets infrastructure — where Parthenon becomes the platform for issuing, managing, and trading the full range of institutional credit instruments.

Planned Product Types

Mezzanine Debt

Subordinated debt positioned between senior secured debt and equity in the capital stack. Mezzanine facilities on Parthenon would:

  • Offer higher yields than senior tranches, reflecting subordination risk

  • Be represented as LPTs with embedded subordination logic

  • Allow investors to take targeted exposure to specific risk/return profiles

  • Use Canton's privacy to shield tranche pricing and investor composition

Preferred Equity

Equity-like instruments with debt-like cash flow characteristics. On Parthenon:

  • Fixed dividend payments encoded in the LPT

  • Priority over common equity in liquidation waterfall

  • Convertibility features where applicable

  • Custodian-held underlying assets with defined distribution mechanics

Commodity-Backed Facilities

Leveraging DMCC FinX integration for commodity tokenization:

  • Trade finance facilities backed by tokenized gold, oil, or agricultural commodities

  • DMCC-VARA regulated tokenization pipeline (October 2025 partnership)

  • Custodian holds tokenized commodity receipts as collateral

  • LTV parameters calibrated to commodity price volatility

Credit Tranching

A single pool of collateral supporting multiple tranches with different risk/return profiles:

  • Senior tranche: First claim on collateral. Lower yield, higher safety.

  • Mezzanine tranche: Second claim. Moderate yield and risk.

  • Junior/equity tranche: Last claim. Highest yield, absorbs first losses.

Each tranche is represented by a distinct LPT with embedded waterfall logic governing payment priority and loss allocation.

Architecture Requirements

Structured products require extensions to the Module 2 architecture:

Component
Extension

LPT

Embedded subordination and waterfall logic. Tranche identifiers.

TICS

Multi-tranche collateral allocation and distribution mechanics.

GMSLA

Intercreditor provisions governing tranche priority.

Orderbook

Tranche-specific trading markets with risk-adjusted pricing.

Oracles

Commodity price feeds (DMCC FinX) alongside crypto feeds.

Regulatory Considerations

Structured products introduce additional regulatory complexity:

  • ADGM: May require "Managing Assets" FSP category (beyond "Arranging Deals")

  • US: Structured credit instruments may implicate SEC securities registration; Regulation D (Rule 506) exemption applies for institutional-only distribution

  • Canton: Sub-transaction privacy enables compliance with confidentiality requirements for structured product investors

Timeline

1

Module 2 launch

Module 2 launch with bilateral fixed-rate lending

2

Secondary market activation

Secondary market activation for standard LPTs

3

Structured product framework development

Structured product framework development with legal counsel

4

Pilot issuance

Pilot structured product issuance with institutional counterparties